Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE

The CFTC business conduct rules require swap dealers to disclose the material risks of a particular swap to a counterparty, which may include market, credit, liquidity, foreign currency, legal, operational, and any other applicable risks.  ISDA has published a number of standard risk disclosure documents which include:

  • General Disclosure Statement
  • Commodities Derivative Disclosure Annex
  • Credit Derivatives Disclosure Annex

The documents are available for free download here (click on the “Disclosure Documents” tab).

Check frequently for updated information on the JOBS Act, the Dodd-Frank Act and other important securities law matters.