Continue Reading House Passes Legislation Addressing 10b5-1 Plans
Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Steve Quinlivan
House Committee Considers Legislation Requiring Disclosure of Political Spending, ES&G Metrics and Diversity
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SEC Risk Alert Notes Deficiencies in ESG Investing Processes
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SEC Reissues and Updates Guidance for Annual Meetings and COVID-19
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Corp Fin Director Questions Application of PSLRA to De-SPAC Transactions
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FINCEN Takes Steps Toward Preparing Regulations for Beneficial Ownership Reporting Under the Corporate Transparency Act
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PCAOB Releases 2021 Audit Committee Resource
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NYSE Completes Amendments to Shareholder Approval and Related Party Requirements
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SEC Warns SPAC Targets the Road May be Difficult
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Court Finds Buyer is not Required to Return Cash in Purported “Cash Free, Debt Free” Deal
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