Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Steve Quinlivan
Steve has a strong reputation in M&A, securities and international transactions, offering a rare combination of excellence and value who presents well to boards. Steve represents clients across the United States in mergers and acquisitions, ESOPs, REITs, securities regulation, securities offerings, international transactions and financing matters. He uses his deep background in law, finance, accounting and project management to complete his clients' most strategically important and challenging assignments.
CFTC (and FERC) Compliance Managers Take Note – CFTC Schedules Vote on Final Interpretation of Disruptive Trading Practices
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Crowdfunding and Jobs Act News Roundup – May 10, 2013
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PCAOB, Auditors and Executive Compensation
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New Study on Impact of Dodd-Frank on Community Banks
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SEC Warns Public Officials About Potential Liability
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Crowdfunding and Jobs Act News Roundup – May 3, 2013
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Resources to Update Comp Committee Charter Requirements by July 1
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CFTC Reiterates that “Wash Trades” Are “Grave Violations” in Penalizing Two Experienced Traders for Wash Trading
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Conflict Minerals Challenge to Follow Resource Extraction Case to District Court
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