Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Steve Quinlivan
SEC Proposes Rules to Mitigate Conflicts of Interest Involving Security-Based Swaps
By Steve Quinlivan on
SEC Adopts Interim Rule on Reporting and Record Retention for Pre-Enactment Security-Based Swaps
By Steve Quinlivan on
SEC Proposed Rules on Issuer Review of Assets in Offerings of Asset-Backed Securities
By Steve Quinlivan on
FDIC Announces Director of New Division of Depositor and Consumer Protection
By Steve Quinlivan on
SEC Proposes Rules on Family Offices
By Steve Quinlivan on
FDIC Board Issues Proposed Rule on Dodd-Frank Resolution Authority
By Steve Quinlivan on
Dealing With Rating Agencies After Regulation FD Change
By Steve Quinlivan on
Public Companies Will Need Special Board Approval to Enter Into Non-Cleared Swaps
By Steve Quinlivan on
SEC Delegates Authority Related to SRO Rule Proposals to Facilitate Dodd-Frank Compliance
By Steve Quinlivan on