Minnesota Revises Business Organization Statutes By David Jenson & Steve Quinlivan on 06/04/2018 … Continue Reading Minnesota Revises Business Organization Statutes
SEC Charges 13 Private Fund Advisers for Failure to File Form PF By Steve Quinlivan on 06/02/2018 … Continue Reading SEC Charges 13 Private Fund Advisers for Failure to File Form PF
micval33 Dodd-Frank Rollback Requires Changes to Regulation A+ and Rule 701 By Steve Quinlivan on 05/24/2018 … Continue Reading Dodd-Frank Rollback Requires Changes to Regulation A+ and Rule 701
SEC Issues FAQs on Compensation Plan Proposals Included in Proxy Statements By Steve Quinlivan on 05/11/2018 … Continue Reading SEC Issues FAQs on Compensation Plan Proposals Included in Proxy Statements
Longfin, Rule 144 and Affiliate Status By Steve Quinlivan on 05/03/2018 … Continue Reading Longfin, Rule 144 and Affiliate Status
SEC Proposed Interpretive Guidance for Investment Advisers: Implications for Private Equity By Steve Quinlivan on 04/29/2018 … Continue Reading SEC Proposed Interpretive Guidance for Investment Advisers: Implications for Private Equity
Yahoo/Altaba Agree to $35 Million SEC Penalty for Failure to Disclose Massive Security Breach By Steve Quinlivan on 04/24/2018 … Continue Reading Yahoo/Altaba Agree to $35 Million SEC Penalty for Failure to Disclose Massive Security Breach
SEC Proposes Regulation Best Interest for Broker-Dealers By Steve Quinlivan on 04/18/2018 … Continue Reading SEC Proposes Regulation Best Interest for Broker-Dealers
SEC Clarifies Need for GAAP Reconciliations for Forecasts Used in Business Combinations By Steve Quinlivan on 04/04/2018 … Continue Reading SEC Clarifies Need for GAAP Reconciliations for Forecasts Used in Business Combinations
ISS Updates FAQs on U.S. Proxy Voting Research and Policies By Steve Quinlivan on 04/02/2018 … Continue Reading ISS Updates FAQs on U.S. Proxy Voting Research and Policies