House Acts to Place Additional Limitations on SEC Rulemaking By Steve Quinlivan on 01/17/2017 … Continue Reading House Acts to Place Additional Limitations on SEC Rulemaking
Corzine Settles CFTC’s MF Global Charges for $5 Million By Steve Quinlivan on 01/05/2017 … Continue Reading Corzine Settles CFTC’s MF Global Charges for $5 Million
SEC Publishes Regulation A+ Statistics By Steve Quinlivan on 12/31/2016 … Continue Reading SEC Publishes Regulation A+ Statistics
10th Circuit Finds SEC Administrative Proceedings are Unconstitutional By Steve Quinlivan on 12/28/2016 … Continue Reading 10th Circuit Finds SEC Administrative Proceedings are Unconstitutional
Delaware Court Addresses Fee-Shifting Bylaw By Steve Quinlivan on 12/28/2016 … Continue Reading Delaware Court Addresses Fee-Shifting Bylaw
ISS Provides Updated Compensation Plan and Executive Compensation FAQs By Steve Quinlivan on 12/19/2016 … Continue Reading ISS Provides Updated Compensation Plan and Executive Compensation FAQs
Newest MNvest Crowdfunding Portal To Rely on Blockchain Technology By Steve Quinlivan on 12/16/2016 … Continue Reading Newest MNvest Crowdfunding Portal To Rely on Blockchain Technology
New Corp Fin CDIs Clarify QIB Status for Rule 144A Offerings By Steve Quinlivan on 12/09/2016 … Continue Reading New Corp Fin CDIs Clarify QIB Status for Rule 144A Offerings
SEC Finds Pre-IPO Transactions Were Unlawful Security-Based Swaps By Steve Quinlivan on 12/06/2016 … Continue Reading SEC Finds Pre-IPO Transactions Were Unlawful Security-Based Swaps
The Domestic Corrupt Practices Act Arrives According to the SEC By Steve Quinlivan on 12/02/2016 … Continue Reading The Domestic Corrupt Practices Act Arrives According to the SEC