Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Steve Quinlivan
SEC Updates Form ADV
By Steve Quinlivan on
SEC Busts Apollo for Disclosure and Supervisory Failures
By Steve Quinlivan on
FINRA Relaxes Rules for M&A and Private Placement Brokers
By Steve Quinlivan on
Secondary Trading in Regulation A+ Securities; $4.4 Million Committed by Investors Under Regulation Crowdfunding
By Steve Quinlivan on
SEC Clarifies Relationship between HSR Investment Intent and 13D/G Status
By Steve Quinlivan on
SEC Amends Rules for Administrative Proceedings
By Steve Quinlivan on
First Inline XBRL Filing Made with SEC
By Steve Quinlivan on
Typical SEC Comments on Merger Proxy Statements
By Steve Quinlivan on
Fix Crowdfunding Act and Venture Capital Bill Pass House
By Steve Quinlivan on