Steve Quinlivan

SEC Finds Loan to Investment Adviser’s CEO a Conflict of Interest

By Steve Quinlivan on 01/20/2015

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No More SEC No-Action Letters on Proxy Access Proposals

By Steve Quinlivan on 01/16/2015

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2nd Circuit Says MD&A Rules Provide Basis for 10b-5 Claims

By Steve Quinlivan on 01/16/2015

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Wal-Mart Explains Exclusion of Shareholder Proposal to Third Circuit

By Steve Quinlivan on 01/15/2015

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Chancery Explains New Delaware Statute of Limitations

By Steve Quinlivan on 01/13/2015

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Institutional Investors Not Amused by Proxy Access Exclusions

By Steve Quinlivan on 01/10/2015

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New Legislation Exempts Swap End Users From Margin Requirements

By Steve Quinlivan on 01/09/2015

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Democrats Fend Off Changes to Volcker Rule and Derivative Matters

By Steve Quinlivan on 01/07/2015

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Wal-Mart Appeals Denial of Exclusion of Shareholder Proposal

By Steve Quinlivan on 01/07/2015

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ISDA Survey Finds End Users Uncertain About New Margin Requirements

By Steve Quinlivan on 01/06/2015

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