New Legislation Exempts Swap End Users From Margin Requirements By Steve Quinlivan on 01/09/2015 … Continue Reading New Legislation Exempts Swap End Users From Margin Requirements
micval33 Democrats Fend Off Changes to Volcker Rule and Derivative Matters By Steve Quinlivan on 01/07/2015 … Continue Reading Democrats Fend Off Changes to Volcker Rule and Derivative Matters
ISDA Survey Finds End Users Uncertain About New Margin Requirements By Steve Quinlivan on 01/06/2015 … Continue Reading ISDA Survey Finds End Users Uncertain About New Margin Requirements
Fed Issues Volcker Rule FAQs By Steve Quinlivan on 12/31/2014 … Continue Reading Fed Issues Volcker Rule FAQs
Illegal “Wash Sales” in Futures Contracts Result in $35 Million Fine By Steve Quinlivan on 12/22/2014 … Continue Reading Illegal “Wash Sales” in Futures Contracts Result in $35 Million Fine
Volcker Rule Compliance for Private Equity and Hedge Funds Extended By Steve Quinlivan on 12/19/2014 … Continue Reading Volcker Rule Compliance for Private Equity and Hedge Funds Extended
SEC Proposes JOBS Act Rules for Exchange Act Registration Requirements By Steve Quinlivan on 12/18/2014 … Continue Reading SEC Proposes JOBS Act Rules for Exchange Act Registration Requirements
micval33 What Really Happened to the Swap Pushout Rule and Dodd-Frank Sleepers From Cromnibus By Steve Quinlivan on 12/17/2014 … Continue Reading What Really Happened to the Swap Pushout Rule and Dodd-Frank Sleepers From Cromnibus
More Small Bank Holding Companies to be Eligible for Regulatory Relief By Steve Quinlivan on 12/15/2014 … Continue Reading More Small Bank Holding Companies to be Eligible for Regulatory Relief
Rule 506 Bad Actor Waivers – The New Normal? By Steve Quinlivan on 12/05/2014 … Continue Reading Rule 506 Bad Actor Waivers – The New Normal?