Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Banking
Fed Releases Data on Efforts to Stabilize Markets
By Steve Quinlivan on
CFTC Seeks Public Input on Interagency Carbon Study
By Steve Quinlivan on
SEC Proposes Rules Regarding Eligibility of Investment Advisers to Register With the SEC
By Steve Quinlivan on
CFTC Proposes Rule on Protection of Collateral of Counterparties to Uncleared Swaps
By Steve Quinlivan on
FSOC Holds Second Meeting and Addresses Systematically Important Financial Market Utilities
By Steve Quinlivan on
CFTC to Propose Definitions of “Swap Dealer” and “Major Swap Participant” on Dec 1
By Steve Quinlivan on
Federal Reserve Issues Proposal to Implement Volcker Rule Conformance Period
By Steve Quinlivan on
CFTC Publishes Whistleblower Proposal—Double Jeopardy for SEC Registrants?
By Steve Quinlivan on
CFTC to Consider Real-Time Public Reporting of Swap Transaction Data Nov. 19
By Steve Quinlivan on