Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Derivatives
CFTC Proposes Clearing Determination for Credit Default Swaps and Interest Rate Swaps
By Steve Quinlivan on
CFTC Approves Regulations to Phase in Clearing Requirements
By Steve Quinlivan on
DTCC-SWIFT to Provide Legal Entity Identifiers for Swap Transactions
By Steve Quinlivan on
CFTC Approves Final Rule on End-User Exception
By Steve Quinlivan on
CFTC Starts Clock on Numerous Compliance Requirements by Approving Final Definition of “Swap”
By Steve Quinlivan on
CFTC Definition of “Swap” Addresses “Forward Contract Exclusion”
By Steve Quinlivan on
CFTC Issues Interpretation on Consumer and Commercial Transactions that are Not “Swaps”
By Steve Quinlivan on
CFTC Issues First Provisional Registration for a Swap Data Repository
By Steve Quinlivan on
SEC Issues “Roadmap” on Phase in of Derivatives Regulation
By Steve Quinlivan on