Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Derivatives
CFTC Proposes Rules on Implementation Phasing; Rule Making to Continue Into 2012
By Steve Quinlivan on
Gensler Anticipates Proposed Swap Phase-In Rules During September
By Steve Quinlivan on
CFTC Publishes Final Whistleblower Rules
By Steve Quinlivan on
Office of Financial Research Issues Statement on Progress in the Initiative to Establish a Legal Entity Identifier
By Steve Quinlivan on
CFTC: If Rule 10b-5 Works For the SEC, It Should Work For Us Too (And Maybe We’ll Win More Than One Case Every 35 Years)
By Steve Quinlivan on
CFTC Publishes Draft Staff No-Action Letter Regarding Certain CEA Provisions after July 16, 2011
By Steve Quinlivan on
SEC Provides Additional Guidance, Interim Relief and Exemptions for Security-Based Swaps Under Dodd-Frank Act
By Steve Quinlivan on
SEC Changes the Playbook in Proposed Business Conduct Standards for Security-Based Swaps
By Steve Quinlivan on
CFTC Proposes to Postpone the Effective Date of Numerous Swap Trading Provisions
By Steve Quinlivan on