Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Derivatives
Gensler Outlines Process for Finalizing CFTC Dodd-Frank Rules
By Steve Quinlivan on
CFTC Issues Proposed Interpretive Order on Disruptive Trading Practices
By Steve Quinlivan on
President Obama’s CFTC Budget Includes “User Fees” on Derivative Transactions–Commissioners Join the Fray
By Steve Quinlivan on
Interagency Working Group Releases Report on Oversight of Carbon Markets
By Steve Quinlivan on
CFTC Issues Proposed Rule on Position Limits for Derivatives
By Steve Quinlivan on
What Directors and Public Companies Need to Know About the End-User Swap Exception
By Steve Quinlivan on
SEC Proposes Review Process for Mandatory Clearing of Security-Based Swaps Under Dodd-Frank Act
By Steve Quinlivan on
SEC Proposes End-User Requirements Under Dodd-Frank Act for Security-Based Swaps Exempt From Mandatory Clearing
By Steve Quinlivan on
CFTC Adopts Interim Final Rule Regarding Reporting of Post-Enactment Swap Transactions
By Steve Quinlivan on