CFTC to Propose Definitions of “Swap Dealer” and “Major Swap Participant” on Dec 1
SEC Proposes Rules on Security-Based Swap Reporting
CFTC Proposes Rule on Real Time Public Reporting of Swap Transaction and Pricing Data
CFTC Proposes Rules on Registration of Swap Dealers and Major Swap Participants and Requests Comment on Extraterritorial Reach of Registration Requirements
CFTC Proposes Rules on Conflicts of Interest Policies and Procedures by Swap Dealers and Major Swap Participants
CFTC Proposes Rules Establishing Duties of Swap Dealers and Major Swap Participants
CFTC Publishes Whistleblower Proposal—Double Jeopardy for SEC Registrants?
CFTC to Consider Real-Time Public Reporting of Swap Transaction Data Nov. 19