Continue Reading CFTC Approves Final Rule for Filing Chief Compliance Officer Annual Reports
CFTC Extends Exemptions of RTO Energy Products to Bar Private Rights of Action
CFTC Extends Swap Dealer De Minimis Phase-In Period
SEC Says Mobile Phone Game is an Illegal Security-Based Swap
CFTC Chief Supports Extension of Swap Dealer De Minimis Exemption
SEC’s Use of Form PF in Examinations
CFTC Proposes to Amend Whistleblower Rules to Provide Anti-Retaliation Enforcement Authority
CFTC Supplemental Proposal Would Authorize Exchanges to Administer More Flexible Approach to Bona Fide Hedge Exemption to Position Limits
CFTC Proposes Guidance Clarifying that Certain Electric Capacity and Natural Gas Peaking Contracts are not “Swaps”