Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Derivatives
SEC Proposes Rules to Mitigate Conflicts of Interest Involving Security-Based Swaps
By Steve Quinlivan on
SEC Adopts Interim Rule on Reporting and Record Retention for Pre-Enactment Security-Based Swaps
By Steve Quinlivan on
CFTC Adopts Interim Final Rule on Reporting of Pre-Enactment Swaps
By Steve Quinlivan on
CFTC Chairman Also Gives Clues on Rules Timeline
By Steve Quinlivan on
CFTC to Hold Open Meeting October 1 on First Proposed Rules
By Steve Quinlivan on
Chairman Sheds Light on CFTC Rulemakings in Remarks to Chamber of Commerce
By Steve Quinlivan on
SEC Rulemaking Schedule Addresses Derivatives Trading
By Steve Quinlivan on
CFTC Speaks on Grandfather Petitions
By Steve Quinlivan on
CFTC to Publish All Outside Meetings Regarding Implementation of Dodd-Frank
By Steve Quinlivan on