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SEC Says Fantasy Stock Trading Violates Securities Laws; Charges Others for Selling Illegal Security-Based Swaps

By Steve Quinlivan on 06/17/2015

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CFTC Proposes Order to Exempt Southwest Power Pool Products

By Steve Quinlivan on 06/03/2015

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Kraft Moves to Dismiss Novel CFTC Manipulation Claim

By Steve Quinlivan on 06/02/2015

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CFTC Issues Final Interpretation on Forward Contracts with Embedded Volumetric Optionality

By Steve Quinlivan on 05/26/2015

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CFTC Proposes Changes to Trade Option Rules for End Users

By Steve Quinlivan on 05/07/2015

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CFTC Says Securitization SPVs Eligible for End-User Exception

By Steve Quinlivan on 05/04/2015

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Dodd-Frank Anti-Spoofing Statute Not Void for Vagueness For High Frequency Trader

By Steve Quinlivan on 04/18/2015

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CFTC Pushes Dodd-Frank Boundaries With Manipulation Case

By Steve Quinlivan on 04/04/2015

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CFTC Provides Chief Compliance Officers Additional Time to Submit Annual Reports

By Steve Quinlivan on 03/29/2015

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CFTC to Shift Enforcement Actions to Administrative Courts

By Steve Quinlivan on 03/21/2015

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