
Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Energy


CFTC Pushes Dodd-Frank Boundaries With Manipulation Case
By Steve Quinlivan on

CFTC to Shift Enforcement Actions to Administrative Courts
By Steve Quinlivan on

CFTC’s Massad on End-Users
By Steve Quinlivan on

Asset Manager Hedging Results Fined for Failing to Register as a Commodity Trading Advisor
By Steve Quinlivan on

2014 CFTC Enforcement Report – Another Year of Record Sanctions
By Steve Quinlivan on

Illegal “Wash Sales” in Futures Contracts Result in $35 Million Fine
By Steve Quinlivan on

CFTC Proposes Important Clarification on Forward Contracts with Embedded Volumetric Optionality
By Steve Quinlivan on

Spoofing Back in the News — First Criminal Indictment for Spoofing; CFTC Settlement Lays Out Telltale Signs of Spoofing
By Steve Quinlivan on

CFTC Finalizes Rule to Exclude Swaps with Municipal Utilities From $25 Million De Minimis Swap Dealer Threshold
By Steve Quinlivan on