CFTC Approves Final Rule on End-User Exception By Steve Quinlivan on 07/13/2012 … Continue Reading CFTC Approves Final Rule on End-User Exception
CFTC Starts Clock on Numerous Compliance Requirements by Approving Final Definition of “Swap” By Steve Quinlivan on 07/10/2012 … Continue Reading CFTC Starts Clock on Numerous Compliance Requirements by Approving Final Definition of “Swap”
CFTC Definition of “Swap” Addresses “Forward Contract Exclusion” By Steve Quinlivan on 07/10/2012 … Continue Reading CFTC Definition of “Swap” Addresses “Forward Contract Exclusion”
CFTC Proposes Modifications to Aggregation Provisions of Position Limits Rule By Steve Quinlivan on 05/19/2012 … Continue Reading CFTC Proposes Modifications to Aggregation Provisions of Position Limits Rule
CFTC and SEC Approve Final Rule Defining “Swap Dealer” By Steve Quinlivan on 04/18/2012 … Continue Reading CFTC and SEC Approve Final Rule Defining “Swap Dealer”
CFTC Issues Final Internal Business Conduct Rules for Swap Dealers—Commissioners O’Malia and Sommers Are Not Impressed By Steve Quinlivan on 02/23/2012 … Continue Reading CFTC Issues Final Internal Business Conduct Rules for Swap Dealers—Commissioners O’Malia and Sommers Are Not Impressed
CFTC Approves Final Rules Regarding Business Conduct Standards for Swap Dealers and Major Swap Participants By Steve Quinlivan on 01/12/2012 … Continue Reading CFTC Approves Final Rules Regarding Business Conduct Standards for Swap Dealers and Major Swap Participants
CFTC Approves Final Regulations Regarding Registration of Swap Dealers and Major Swap Participants By Steve Quinlivan on 01/11/2012 … Continue Reading CFTC Approves Final Regulations Regarding Registration of Swap Dealers and Major Swap Participants
CFTC Issues Final Rule on Real-Time Swap Price Reporting By Steve Quinlivan on 12/20/2011 … Continue Reading CFTC Issues Final Rule on Real-Time Swap Price Reporting
CFTC Issues Final Rule on Swap Data Recordkeeping & Reporting By Steve Quinlivan on 12/20/2011 … Continue Reading CFTC Issues Final Rule on Swap Data Recordkeeping & Reporting