Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Energy
CFTC: If Rule 10b-5 Works For the SEC, It Should Work For Us Too (And Maybe We’ll Win More Than One Case Every 35 Years)
By Steve Quinlivan on
CFTC Proposes to Postpone the Effective Date of Numerous Swap Trading Provisions
By Steve Quinlivan on
CFTC Reopens and Extends Comment Periods for Numerous Swap Rulemakings
By Steve Quinlivan on
CFTC Provides Guidance on Exclusion of Forward Contracts from Definition of “Swap”
By Steve Quinlivan on
CFTC Proposes Capital Requirements for Swap Dealers and Major Swap Participants
By Steve Quinlivan on
Treasury Official Comments on Dodd-Frank Implementation
By Steve Quinlivan on
CFTC Commissioner Says No Dodd-Frank Delay Is Necessary
By Steve Quinlivan on
CFTC and Bank Regulators Propose Capital & Margin Rules for Swap Dealers and Major Swap Participants
By Steve Quinlivan on
CFTC Takes Early Enforcement Action Against “Spoofing” in Derivatives Markets
By Steve Quinlivan on