Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Executive Compensation
Preliminary Planning for the 2019 Proxy Season
By cateheavenyoung & Steve Quinlivan on
SEC Concept Release Explores Bold Changes to Employee Offerings Framework
By Steve Quinlivan on
SEC Raises Threshold for Additional Disclosures Under Rule 701
By Steve Quinlivan on
SEC Targets Perqs in Another Enforcement Action
By Steve Quinlivan on
SEC Reduces Thresholds for Smaller Reporting Company Definition and Requires Mandatory Use of Inline XBRL
By cateheavenyoung & Steve Quinlivan on
SEC Commissioner Believes Rule 10b-18 should not be Available if Executives are Selling
By Steve Quinlivan on
SEC Issues FAQs on Compensation Plan Proposals Included in Proxy Statements
By Steve Quinlivan on
Advocacy Group Requests SEC to Investigate Irregularities in Pay Ratios
By Steve Quinlivan on
Fintech Company Subject to SEC Enforcement Action for Exceeding Rule 701 Option Grant Limit
By Steve Quinlivan on