Be Careful What You Tell the Rating Agencies – Regulation FD Revised By Steve Quinlivan on 09/29/2010 … Continue Reading Be Careful What You Tell the Rating Agencies – Regulation FD Revised
CFTC to Hold Open Meeting October 1 on First Proposed Rules By Steve Quinlivan on 09/23/2010 … Continue Reading CFTC to Hold Open Meeting October 1 on First Proposed Rules
Chairman Sheds Light on CFTC Rulemakings in Remarks to Chamber of Commerce By Steve Quinlivan on 09/22/2010 … Continue Reading Chairman Sheds Light on CFTC Rulemakings in Remarks to Chamber of Commerce
SEC Rulemaking Schedule Addresses Derivatives Trading By Steve Quinlivan on 09/19/2010 … Continue Reading SEC Rulemaking Schedule Addresses Derivatives Trading
SEC Proposes Rules on Window Dressing By Steve Quinlivan on 09/17/2010 … Continue Reading SEC Proposes Rules on Window Dressing
CFTC Speaks on Grandfather Petitions By Steve Quinlivan on 09/10/2010 … Continue Reading CFTC Speaks on Grandfather Petitions
micval33 SEC to Propose Rules on Disclosures Related to Short-Term Borrowings By Steve Quinlivan on 09/10/2010 … Continue Reading SEC to Propose Rules on Disclosures Related to Short-Term Borrowings
CFTC to Publish All Outside Meetings Regarding Implementation of Dodd-Frank By Steve Quinlivan on 09/08/2010 … Continue Reading CFTC to Publish All Outside Meetings Regarding Implementation of Dodd-Frank
micval33 SEC, CFTC To Host Joint September Roundtables On Swap and Security-Based Swap Matters By Steve Quinlivan on 09/08/2010 … Continue Reading SEC, CFTC To Host Joint September Roundtables On Swap and Security-Based Swap Matters
Municipal Advisers Must Register With the SEC by October 1 By Steve Quinlivan on 09/02/2010 … Continue Reading Municipal Advisers Must Register With the SEC by October 1