SEC Official Discusses Risks and Examination Process for Private Equity
SEC Denies No Action Request Under Family Office Rule
SEC Appoints Investor Advisory Committee
FSOC Approves Rule to Designate Nonbank Financial Companies for Enhanced Oversight
SEC Commissioner Urges Use of Exemptive Authority for Fund Managers
SEC Commissioner Addresses Liability of Investment Adviser Legal and Compliance Officers
SEC Adopts Final Rules on Advisory Performance Fees
CFTC Eliminates Key Exemption From Registration as a Commodity Pool Operator