House Committee to Hold Hearing on Oversight of Investment Advisers By Steve Quinlivan on 09/09/2011 … Continue Reading House Committee to Hold Hearing on Oversight of Investment Advisers
micval33 GAO Report on Self-Regulatory Oversight for Private Fund Advisers By Steve Quinlivan on 07/12/2011 … Continue Reading GAO Report on Self-Regulatory Oversight for Private Fund Advisers
SEC Sets Revised Limit for Investment Advisers to Charge Performance Fees By Steve Quinlivan on 07/12/2011 … Continue Reading SEC Sets Revised Limit for Investment Advisers to Charge Performance Fees
SEC Reporting By Exempt Venture Capital, Hedge Fund and Private Equity Advisers By Steve Quinlivan on 06/27/2011 … Continue Reading SEC Reporting By Exempt Venture Capital, Hedge Fund and Private Equity Advisers
SEC Grandfathering of Venture Capital Advisers By Jill Radloff on 06/24/2011 … Continue Reading SEC Grandfathering of Venture Capital Advisers
SEC Adopts Final Rule Exempting Venture Capital Advisers From Registration By Steve Quinlivan on 06/22/2011 … Continue Reading SEC Adopts Final Rule Exempting Venture Capital Advisers From Registration
SEC Adopts Final Rules for Family Office Exemption By Steve Quinlivan on 06/22/2011 … Continue Reading SEC Adopts Final Rules for Family Office Exemption
SEC Proposes Rules Regarding Broker-Dealer Reporting By Steve Quinlivan on 06/16/2011 … Continue Reading SEC Proposes Rules Regarding Broker-Dealer Reporting
SEC Grandfathers Existing Advisory Arrangements for Private Equity Groups and Hedge Funds in New Proposed Rules By Steve Quinlivan on 05/10/2011 … Continue Reading SEC Grandfathers Existing Advisory Arrangements for Private Equity Groups and Hedge Funds in New Proposed Rules
SEC May Delay Registration Requirements for Private Equity Groups and Hedge Funds By Jill Radloff on 04/09/2011 … Continue Reading SEC May Delay Registration Requirements for Private Equity Groups and Hedge Funds