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SEC Targets Lapses in Ownership Reporting in Battles for Corporate Control

By Steve Quinlivan on 02/14/2017

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Trump’s 2 for 1 Regulatory Reduction Challenged in Court

By Steve Quinlivan on 02/08/2017

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SEC Brings Enforcement Action for Disclosure Failures During Merger Talks

By Steve Quinlivan on 01/20/2017

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Pay-to-Play Enforcement Sweep Snares Private Equity and Venture Capital

By Steve Quinlivan on 01/20/2017

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Corzine Settles CFTC’s MF Global Charges for $5 Million

By Steve Quinlivan on 01/05/2017

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10th Circuit Finds SEC Administrative Proceedings are Unconstitutional

By Steve Quinlivan on 12/28/2016

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Delaware Court Addresses Fee-Shifting Bylaw

By Steve Quinlivan on 12/28/2016

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SEC Finds Pre-IPO Transactions Were Unlawful Security-Based Swaps

By Steve Quinlivan on 12/06/2016

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The Domestic Corrupt Practices Act Arrives According to the SEC

By Steve Quinlivan on 12/02/2016

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SEC Charges Issuer with Inadequate Segment Reporting

By Steve Quinlivan on 11/07/2016

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