Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Litigation
SEC Bolsters Whistleblower Anti-Retaliation Rules Through Interpretive Guidance
By Steve Quinlivan on
Bank Has Standing to Challenge Constitutionality of CFPB
By Steve Quinlivan on
Court Permits Settlement of Appraisal Demands on Terms Not Available to All Dissenters
By Steve Quinlivan on
Briefing on Regulation A+ Challenge to Extend Though November
By Steve Quinlivan on
SEC Cannot Use Dodd-Frank Bans Retroactively
By Steve Quinlivan on
Executive Compensation Paid to Controlling Shareholders Subject to Business Judgment Review When Approved by an Independent Committee
By Steve Quinlivan on
SEC Charges KKR With Misallocating Broken Deal Expenses
By Steve Quinlivan on
Gallagher: SEC Should Not Alienate Chief Compliance Officers
By Steve Quinlivan on
SEC Says Fantasy Stock Trading Violates Securities Laws; Charges Others for Selling Illegal Security-Based Swaps
By Steve Quinlivan on