
Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Litigation


SEC Seeks Public Comment Regarding Private Rights of Action for Transnational Securities Fraud
By Steve Quinlivan on

SEC’s Proposed Whistleblower Rules—the Good, Bad and Ugly
By Steve Quinlivan on

Sarbanes-Oxley Prevents Indemnification for Clawback Claims – Dodd-Frank Implications
By Tom Jensen on

President Obama Signs First Amendment to Dodd-Frank Into Law
By Tom Jensen on

SEC Stays Proxy Access Rules
By Steve Quinlivan on

The Dodd-Frank Act Expands Whistleblower Bounties
By David Jenson on

SEC Soon Not to be Free to Keep Certain Information Confidential
By Tom Jensen on

SEC Warns Rating Agencies
By Steve Quinlivan on

Whistleblower claims begin
By Steve Quinlivan on