SEC Tells How to Fix the Faulty Initial Coin Offering By Steve Quinlivan on 11/17/2018 … Continue Reading SEC Tells How to Fix the Faulty Initial Coin Offering
Court Declines to Approve Settlement in Director Pay Suit By Steve Quinlivan on 10/24/2018 … Continue Reading Court Declines to Approve Settlement in Director Pay Suit
How to Read a MAC / MAE Clause By Steve Quinlivan on 10/07/2018 … Continue Reading How to Read a MAC / MAE Clause
SEC Charges Hedge Fund with 13D Violation By Steve Quinlivan on 07/16/2018 … Continue Reading SEC Charges Hedge Fund with 13D Violation
SEC Targets Perqs in Another Enforcement Action By Steve Quinlivan on 07/04/2018 … Continue Reading SEC Targets Perqs in Another Enforcement Action
SEC Tags Private Equity Group for Accelerated Fees By Steve Quinlivan on 07/03/2018 … Continue Reading SEC Tags Private Equity Group for Accelerated Fees
Supreme Court Finds Appointment of SEC ALJs Unconstitutional – What’s Next? By Steve Quinlivan on 06/24/2018 … Continue Reading Supreme Court Finds Appointment of SEC ALJs Unconstitutional – What’s Next?
House Subcommittee Reviews Legislation that would Fundamentally Alter Securities Litigation By Steve Quinlivan on 06/13/2018 … Continue Reading House Subcommittee Reviews Legislation that would Fundamentally Alter Securities Litigation
SEC Charges 13 Private Fund Advisers for Failure to File Form PF By Steve Quinlivan on 06/02/2018 … Continue Reading SEC Charges 13 Private Fund Advisers for Failure to File Form PF
Longfin, Rule 144 and Affiliate Status By Steve Quinlivan on 05/03/2018 … Continue Reading Longfin, Rule 144 and Affiliate Status