SEC Official Discusses Risks and Examination Process for Private Equity By Steve Quinlivan on 05/03/2012 … Continue Reading SEC Official Discusses Risks and Examination Process for Private Equity
SEC Appoints Investor Advisory Committee By Jill Radloff on 04/11/2012 … Continue Reading SEC Appoints Investor Advisory Committee
JOBS Act Effect on Private Equity and Hedge Funds By Steve Quinlivan on 03/30/2012 … Continue Reading JOBS Act Effect on Private Equity and Hedge Funds
Winning and Losing Provisions of the JOBS Act By Steve Quinlivan on 03/28/2012 … Continue Reading Winning and Losing Provisions of the JOBS Act
SEC Commissioner Urges Use of Exemptive Authority for Fund Managers By Jill Radloff on 03/10/2012 … Continue Reading SEC Commissioner Urges Use of Exemptive Authority for Fund Managers
SEC Issues Small Entity Compliance Guide on “Accredited Investor” Standard By Jill Radloff on 03/02/2012 … Continue Reading SEC Issues Small Entity Compliance Guide on “Accredited Investor” Standard
SEC Commissioner Addresses Liability of Investment Adviser Legal and Compliance Officers By Steve Quinlivan on 02/25/2012 … Continue Reading SEC Commissioner Addresses Liability of Investment Adviser Legal and Compliance Officers
SEC Adopts Final Rules on Advisory Performance Fees By Jill Radloff on 02/16/2012 … Continue Reading SEC Adopts Final Rules on Advisory Performance Fees
SEC Issues FAQs on Form ADV By Steve Quinlivan on 02/09/2012 … Continue Reading SEC Issues FAQs on Form ADV