Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Public Companies and Securities
Director Qualifications-SEC Comments and Example Disclosures
By Steve Quinlivan on
ISS to Recommend Annual Say-On-Pay Votes and Shifts Course on Director Attendance
By Jill Radloff on
SEC Seeks Public Comment Regarding Private Rights of Action for Transnational Securities Fraud
By Steve Quinlivan on
CFTC Publishes Whistleblower Proposal—Double Jeopardy for SEC Registrants?
By Steve Quinlivan on
CFTC to Consider Real-Time Public Reporting of Swap Transaction Data Nov. 19
By Steve Quinlivan on
SEC Meeting to Address Investment Advisers Rules on Nov. 19
By Steve Quinlivan on
Examples of Hedging Policies
By Jill Radloff on
Examples of Effective Say-on-Pay Disclosures
By Steve Quinlivan on
Should Public Companies Include the Optional Advisory Vote on Parachute Arrangements?
By Jill Radloff on