Public Companies and Securities

Subscribe to Public Companies and Securities via RSS

CFTC Seeks Comment Regarding Agricultural Swaps

By Steve Quinlivan on 09/29/2010

…
Continue Reading CFTC Seeks Comment Regarding Agricultural Swaps

Be Careful What You Tell the Rating Agencies – Regulation FD Revised

By Steve Quinlivan on 09/29/2010

…
Continue Reading Be Careful What You Tell the Rating Agencies – Regulation FD Revised

SEC Approves NASDAQ Rule on Uninstructed Shares

By Steve Quinlivan on 09/28/2010

…
Continue Reading SEC Approves NASDAQ Rule on Uninstructed Shares

PCAOB, GAAS and Broker-Dealers

By Steve Quinlivan on 09/24/2010

…
Continue Reading PCAOB, GAAS and Broker-Dealers

Schapiro on Security-Based Swaps

By Steve Quinlivan on 09/23/2010

…
Continue Reading Schapiro on Security-Based Swaps

Panel Predicts Limited Use of the New Shareholder Proxy Access Rules

By David Jenson on 09/20/2010

…
Continue Reading Panel Predicts Limited Use of the New Shareholder Proxy Access Rules

More 14a-11 Examples

By Steve Quinlivan on 09/19/2010

…
Continue Reading More 14a-11 Examples

SEC Releases Rulemaking Schedule

By David Jenson on 09/18/2010

…
Continue Reading SEC Releases Rulemaking Schedule

SEC Proposes Rules on Window Dressing

By Steve Quinlivan on 09/17/2010

…
Continue Reading SEC Proposes Rules on Window Dressing

SEC Adopts Rules Related to Section 404 Reports for Non-Accelerated Filers

By Steve Quinlivan on 09/15/2010

…
Continue Reading SEC Adopts Rules Related to Section 404 Reports for Non-Accelerated Filers