Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Public Companies and Securities
Attention Public Companies-You Have About 60 Days to Understand the Proxy Access Rules
By Steve Quinlivan on
The SEC’s Difficult Task in Defining a “Venture Capital Fund”
By Steve Quinlivan on
Notice Requirements for Broker-Dealers
By Steve Quinlivan on
CFTC and SEC Roundtable Contentious
By Steve Quinlivan on
“Bad Actor” Disqualification May Cause Headaches
By Steve Quinlivan on
Here Comes Proxy Access
By Steve Quinlivan on
Preparing for Say-on-Pay
By Steve Quinlivan on
What Does a Say-On Pay Vote Look Like?
By Steve Quinlivan on
SEC and CFTC to Hold Roundtable on Governance and Conflicts of Interest in Clearing and Listing of Swaps
By Steve Quinlivan on