Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Public Companies and Securities
SEC Charges Alternative Asset Manager with Failing to have Sufficient Policies to Prevent Use of MNPI
By Steve Quinlivan on
SEC Simplifies Accounting Disclosures for “Significant” M&A Transactions
By bryanpitko & Steve Quinlivan on
NYSE Adopts Temporary Rule Modifying Shareholder Approval Requirements for Equity Issuances
By bryanpitko & Steve Quinlivan on
A Guide to Public Companies and Bankruptcy
By bryanpitko & Steve Quinlivan on
Private Equity Firm Proves Strategy was Entirely Fair
By Steve Quinlivan on
Nasdaq Provides Temporary Relief From Shareholder Approval Rules for Certain Securities Issuances
By bryanpitko & Steve Quinlivan on
SEC Publishes FAQs on Form S-3 and COVID-19
By Steve Quinlivan on
Court Dismisses Claim Against Board for Optimistic Earnings Guidance
By Steve Quinlivan on
Caremark Claim Against Audit Committee Survives Dismissal
By Steve Quinlivan on