Public Companies and Securities

Subscribe to Public Companies and Securities via RSS

SEC Sanctions Issuer for Misrepresentations Regarding Loan Covenant Compliance

By Steve Quinlivan on 08/30/2019

…
Continue Reading SEC Sanctions Issuer for Misrepresentations Regarding Loan Covenant Compliance

SEC Clarifies Investment Advisers’ Proxy Voting Responsibilities and Application of Proxy Rules to Voting Advice

By Steve Quinlivan on 08/21/2019

…
Continue Reading SEC Clarifies Investment Advisers’ Proxy Voting Responsibilities and Application of Proxy Rules to Voting Advice

SEC Charges Issuer for Reg FD Violation for Selective Disclosure to Analysts

By Steve Quinlivan on 08/20/2019

…
Continue Reading SEC Charges Issuer for Reg FD Violation for Selective Disclosure to Analysts

FASB Proposes to Delay Effective Dates for Private and Certain Public Companies

By Steve Quinlivan on 08/15/2019

…
Continue Reading FASB Proposes to Delay Effective Dates for Private and Certain Public Companies

Will All Audit Reports Include CAMs?

By Steve Quinlivan on 08/12/2019

…
Continue Reading Will All Audit Reports Include CAMs?

More CAMs – as of August 9

By Steve Quinlivan on 08/11/2019

…
Continue Reading More CAMs – as of August 9

D&O Insurance May Cover Appraisal Proceeding

By Steve Quinlivan on 08/09/2019

…
Continue Reading D&O Insurance May Cover Appraisal Proceeding

SEC Proposes to Modernize Disclosures of Business, Legal Proceedings, and Risk Factors

By jaclynschroeder & Steve Quinlivan on 08/09/2019

…
Continue Reading SEC Proposes to Modernize Disclosures of Business, Legal Proceedings, and Risk Factors

Examples of New Required Description of Securities in Form 10-K

By Steve Quinlivan on 08/08/2019

…
Continue Reading Examples of New Required Description of Securities in Form 10-K

Big 4 Audit Firm Issues First CAMs

By Steve Quinlivan on 08/01/2019

…
Continue Reading Big 4 Audit Firm Issues First CAMs