Public Companies and Securities

Subscribe to Public Companies and Securities via RSS

Blockstack Expects to be the First Regulation A+ Token Offering

By Steve Quinlivan on 04/12/2019

…
Continue Reading Blockstack Expects to be the First Regulation A+ Token Offering

Does a Requirement to Pay “Target Variable Compensation” Include Equity Awards?

By Steve Quinlivan on 04/11/2019

…
Continue Reading Does a Requirement to Pay “Target Variable Compensation” Include Equity Awards?

SEC Brings Actions Against Fifteen Unregistered Brokers for Their Participation in an Illegal Offering of Microcap Securities

By Steve Quinlivan on 04/10/2019

…
Continue Reading SEC Brings Actions Against Fifteen Unregistered Brokers for Their Participation in an Illegal Offering of Microcap Securities

NYSE Revises Shareholder Approval Rules for Certain Issuances of Securities

By Steve Quinlivan & Tim Joyce on 04/08/2019

…
Continue Reading NYSE Revises Shareholder Approval Rules for Certain Issuances of Securities

SEC Grants No-Action Letter Finding Certain Tokens Are Not Securities and Publishes Framework on Investment Contract Analysis

By Steve Quinlivan on 04/03/2019

…
Continue Reading SEC Grants No-Action Letter Finding Certain Tokens Are Not Securities and Publishes Framework on Investment Contract Analysis

Quick Reference for FAST Act Changes to Form 10-K, 10-Q, 8-K and Proxy Statements

By jaclynschroeder & Steve Quinlivan on 04/02/2019

…
Continue Reading Quick Reference for FAST Act Changes to Form 10-K, 10-Q, 8-K and Proxy Statements

SEC Chair Discusses Human Capital Disclosure

By Steve Quinlivan on 03/28/2019

…
Continue Reading SEC Chair Discusses Human Capital Disclosure

SCOTUS Finds Investment Banker Liable for Cutting and Pasting Fraudulent Statement

By jaclynschroeder & Steve Quinlivan on 03/28/2019

…
Continue Reading SCOTUS Finds Investment Banker Liable for Cutting and Pasting Fraudulent Statement

SEC Streamlines Regulations with FAST Act Rules

By jaclynschroeder & Steve Quinlivan on 03/24/2019

…
Continue Reading SEC Streamlines Regulations with FAST Act Rules

The PCAOB Wants to Talk to the Audit Committee Chair – Now What?

By jaclynschroeder, Joel Schwartz & Steve Quinlivan on 03/18/2019

…
Continue Reading The PCAOB Wants to Talk to the Audit Committee Chair – Now What?