Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Public Companies and Securities
SEC Commissioner Believes Rule 10b-18 should not be Available if Executives are Selling
By Steve Quinlivan on
Minnesota Revises Business Organization Statutes
By David Jenson & Steve Quinlivan on
Dodd-Frank Rollback Requires Changes to Regulation A+ and Rule 701
By Steve Quinlivan on
SEC Issues FAQs on Compensation Plan Proposals Included in Proxy Statements
By Steve Quinlivan on
Longfin, Rule 144 and Affiliate Status
By Steve Quinlivan on
Yahoo/Altaba Agree to $35 Million SEC Penalty for Failure to Disclose Massive Security Breach
By Steve Quinlivan on
SEC Clarifies Need for GAAP Reconciliations for Forecasts Used in Business Combinations
By Steve Quinlivan on
ISS Updates FAQs on U.S. Proxy Voting Research and Policies
By Steve Quinlivan on
Advocacy Group Requests SEC to Investigate Irregularities in Pay Ratios
By Steve Quinlivan on