Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Public Companies and Securities
A Review of Initial Coin Offerings (ICOs)
By Steve Quinlivan on
When is an Initial Coin Offering a Security?
By Steve Quinlivan on
SEC Finds Initial Coin Offerings Can be Securities
By Steve Quinlivan on
SEC Commissioner Supports Mandatory Shareholder Arbitration
By Steve Quinlivan on
New SEC Chair Announces Guiding Principles
By Steve Quinlivan on
CPA Can’t be a Whistleblower for Non-Public Entities
By Steve Quinlivan on
SEC Issues Additional Guidance on Voluntary Confidential Submissions for All Issuers
By Steve Quinlivan on
NYSE Proposes to Revise Notifications Prior to Dividend Announcements
By Steve Quinlivan on
SEC Permits All Companies to File Confidential Registration Statements
By Steve Quinlivan on