Public Companies and Securities

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SEC Brings Second Whistleblower Retaliation Case

By Steve Quinlivan on 09/29/2016

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SEC’s Proposed Rules for Expedited Settlement May Impact Long-Standing Exception for Firm Commitment Offerings

By Steve Quinlivan on 09/29/2016

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SEC Enforcement Actions for Failure to Report Sales of Unregistered Securities

By Steve Quinlivan on 09/27/2016

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SEC Sends Another Message on Section 16 Filings

By Steve Quinlivan on 09/25/2016

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OSHA Addresses Sarbanes-Oxley Whistleblower Releases

By Steve Quinlivan on 09/24/2016

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SDNY Awards Front Pay in Sarbanes-Oxley Whistleblower Retaliation Case

By Steve Quinlivan on 09/21/2016

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SEC Suspends Regulation A+ Offering

By Steve Quinlivan on 09/16/2016

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U.S. House of Representatives Pass the Accelerating Access to Capital Act

By Steve Quinlivan on 09/08/2016

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Preliminary Planning for the 2017 Proxy Season

By Steve Quinlivan on 08/31/2016

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SEC Proposes Amendments to Require Hyperlinks to Exhibits in Filings

By Steve Quinlivan on 08/31/2016

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