Public Companies and Securities

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Recent SEC Enforcement Actions Prompt Consideration of Whistleblower Carve-outs

By Steve Quinlivan on 08/30/2016

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SEC Awards Culpable Whistleblower $22 Million

By Steve Quinlivan on 08/30/2016

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Continue Reading SEC Awards Culpable Whistleblower $22 Million

SEC Requests Comment on Corporate Governance, Management and Security Holder Matters

By Steve Quinlivan on 08/27/2016

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GAO Says Companies Face Continuing Challenges in Determining Whether Their Conflict Minerals Benefit Armed Groups

By Steve Quinlivan on 08/27/2016

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Continue Reading GAO Says Companies Face Continuing Challenges in Determining Whether Their Conflict Minerals Benefit Armed Groups

Secondary Trading in Regulation A+ Securities; $4.4 Million Committed by Investors Under Regulation Crowdfunding

By Steve Quinlivan on 07/19/2016

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First Inline XBRL Filing Made with SEC

By Steve Quinlivan on 07/12/2016

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SEC Approves Nasdaq Golden Leash Disclosure Rule

By Steve Quinlivan on 07/01/2016

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Examples of Brexit Disclosures in SEC Filings

By Steve Quinlivan on 06/29/2016

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Court Holds Drafting Contracts Violates Sarbanes-Oxley

By Steve Quinlivan on 06/28/2016

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SEC Adopts Resource Extraction Rules

By Steve Quinlivan on 06/27/2016

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Continue Reading SEC Adopts Resource Extraction Rules