Elio Motors Poised to Raise Nearly $16 Million in Crowdfunding Offering By Steve Quinlivan on 01/14/2016 … Continue Reading Elio Motors Poised to Raise Nearly $16 Million in Crowdfunding Offering
SEC Adopts Rules Implementing FAST Act Provisions By Steve Quinlivan on 01/13/2016 … Continue Reading SEC Adopts Rules Implementing FAST Act Provisions
NYC Comptroller Announces 2016 Proxy Access Shareholder Proposals By Steve Quinlivan on 01/12/2016 … Continue Reading NYC Comptroller Announces 2016 Proxy Access Shareholder Proposals
Court Tosses Dodd-Frank Retaliation Claim – No Proof of Whistleblowing or Retaliation By Steve Quinlivan on 01/06/2016 … Continue Reading Court Tosses Dodd-Frank Retaliation Claim – No Proof of Whistleblowing or Retaliation
Court Dismisses Case Requesting SEC be Required to Adopt Rules Regarding Disclosure of Political Contributions By Steve Quinlivan on 01/05/2016 … Continue Reading Court Dismisses Case Requesting SEC be Required to Adopt Rules Regarding Disclosure of Political Contributions
NYSE Exempts Early Stage Companies From Having to Obtain Shareholder Approval Before Issuing Shares for Cash to Related Parties By Steve Quinlivan on 01/04/2016 … Continue Reading NYSE Exempts Early Stage Companies From Having to Obtain Shareholder Approval Before Issuing Shares for Cash to Related Parties
Nasdaq Seeks to Permit Issuers to Regain Compliance Before Delisting for Failure to Hold Annual Meeting By Steve Quinlivan on 12/23/2015 … Continue Reading Nasdaq Seeks to Permit Issuers to Regain Compliance Before Delisting for Failure to Hold Annual Meeting
SEC Release on Transfer Agents Addresses Restricted Securities and Crowdfunding By Steve Quinlivan on 12/22/2015 … Continue Reading SEC Release on Transfer Agents Addresses Restricted Securities and Crowdfunding
Legislators Say SEC Can Work on Political Spending Disclosures By Steve Quinlivan on 12/22/2015 … Continue Reading Legislators Say SEC Can Work on Political Spending Disclosures
SEC Issues Staff Report on Accredited Investor Definition By Steve Quinlivan on 12/18/2015 … Continue Reading SEC Issues Staff Report on Accredited Investor Definition