Public Companies and Securities

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SEC Says Self-Reporting Required for Deferred Prosecution or Non-Prosecution Agreement

By Steve Quinlivan on 11/17/2015

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SEC Finalizes Regulation Crowdfunding – Additional Funding Portal Requirements

By Steve Quinlivan on 11/12/2015

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Continue Reading SEC Finalizes Regulation Crowdfunding – Additional Funding Portal Requirements

En Banc Rehearing of Conflict Minerals Case Denied

By Steve Quinlivan on 11/09/2015

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SEC Says there are (Almost) No Excuses for Late Whistleblowers

By Steve Quinlivan on 11/04/2015

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Continue Reading SEC Says there are (Almost) No Excuses for Late Whistleblowers

ISS Launches 2016 Benchmark Policy Consultation

By Steve Quinlivan on 10/26/2015

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Crowdfunding: FINRA Proposes JOBS Act Portal Rules

By Steve Quinlivan on 10/23/2015

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SEC Provides Guidance on Conflicting Shareholder Proposals and Trinity vs Wal-Mart

By Steve Quinlivan on 10/23/2015

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Continue Reading SEC Provides Guidance on Conflicting Shareholder Proposals and Trinity vs Wal-Mart

SEC Investor Advocate Wants to Nix NYSE Proposal

By Steve Quinlivan on 10/18/2015

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Conflicts Minerals Quagmire to Continue as En Banc Rehearing Requested

By Steve Quinlivan on 10/04/2015

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Continue Reading Conflicts Minerals Quagmire to Continue as En Banc Rehearing Requested

SEC Tells Court It Will Implement Resource Extraction Rules in 270 Days

By Steve Quinlivan on 10/02/2015

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Continue Reading SEC Tells Court It Will Implement Resource Extraction Rules in 270 Days