Suspense and Intrigue Surround Closed SEC Meeting By Steve Quinlivan on 08/12/2014 … Continue Reading Suspense and Intrigue Surround Closed SEC Meeting
New Decision Bodes Well for SEC in Conflict Minerals Case By Steve Quinlivan on 07/29/2014 … Continue Reading New Decision Bodes Well for SEC in Conflict Minerals Case
8th Circuit to Determine Scope of Dodd-Frank Whistleblower Claim By Steve Quinlivan on 07/22/2014 … Continue Reading 8th Circuit to Determine Scope of Dodd-Frank Whistleblower Claim
Examples of Social Media in M&A Transactions By Steve Quinlivan on 07/20/2014 … Continue Reading Examples of Social Media in M&A Transactions
When is a Consultant an Executive Officer? – SEC Brings Another Case By Steve Quinlivan on 07/16/2014 … Continue Reading When is a Consultant an Executive Officer? – SEC Brings Another Case
Conflict Minerals: SEC Position on Non-Metallic Forms of Tin By Jill Radloff on 07/15/2014 … Continue Reading Conflict Minerals: SEC Position on Non-Metallic Forms of Tin
Examples of Fee Shifting By-Laws By Steve Quinlivan on 07/12/2014 … Continue Reading Examples of Fee Shifting By-Laws
Electronic Blue Sky Filings: NASAA Proposes Model State Rules By David Jenson on 07/09/2014 … Continue Reading Electronic Blue Sky Filings: NASAA Proposes Model State Rules
New C&DIs on Verification of Accredited Investor Status By David Jenson on 07/05/2014 … Continue Reading New C&DIs on Verification of Accredited Investor Status
GAO Says Commerce Department Has Not Complied With Conflict Minerals Obligations By Steve Quinlivan on 07/03/2014 … Continue Reading GAO Says Commerce Department Has Not Complied With Conflict Minerals Obligations