Court Invalidates Conflict Minerals Rule Because it Crosses First Amendment Line By Steve Quinlivan on 04/14/2014 … Continue Reading Court Invalidates Conflict Minerals Rule Because it Crosses First Amendment Line
SEC Lays Out Road Map on Disclosure Reform By Jill Radloff on 04/11/2014 … Continue Reading SEC Lays Out Road Map on Disclosure Reform
A Bad Turn for Reg A+ and Reg D? By Steve Quinlivan on 04/08/2014 … Continue Reading A Bad Turn for Reg A+ and Reg D?
SEC Issues More FAQs on Conflict Minerals By Steve Quinlivan on 04/07/2014 … Continue Reading SEC Issues More FAQs on Conflict Minerals
Case Illustrates Role of 10b5-1 Plans in Securities Litigation By Steve Quinlivan on 04/01/2014 … Continue Reading Case Illustrates Role of 10b5-1 Plans in Securities Litigation
PCAOB Member Disputes Audit Firms’ Tales By Jill Radloff on 04/01/2014 … Continue Reading PCAOB Member Disputes Audit Firms’ Tales
Keith Higgins Speaks to JOBS Act Misperceptions: • The staff will not be quick to second guess • “Venture fairs” and “demo days” are not prohibited • Issuers are not expected to comply with the pending Regulation D rule proposal By Steve Quinlivan on 03/28/2014 … Continue Reading Keith Higgins Speaks to JOBS Act Misperceptions: • The staff will not be quick to second guess • “Venture fairs” and “demo days” are not prohibited • Issuers are not expected to comply with the pending Regulation D rule proposal
U.S. Brings Criminal Charges for False Sarbanes-Oxley Certifications By Steve Quinlivan on 03/27/2014 … Continue Reading U.S. Brings Criminal Charges for False Sarbanes-Oxley Certifications
2014 Changes to the Minnesota Business Corporation Act Become Law By David Jenson & Steve Quinlivan on 03/24/2014 … Continue Reading 2014 Changes to the Minnesota Business Corporation Act Become Law
AICPA Provides Forms of Auditor’s Opinions for Conflict Minerals Reports By Steve Quinlivan on 03/22/2014 … Continue Reading AICPA Provides Forms of Auditor’s Opinions for Conflict Minerals Reports