Public Companies and Securities

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Group Publishes Shareholder Engagement Protocol

By Steve Quinlivan on 02/03/2014

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UN Report Indicates Continued Smuggling of Conflict Minerals in DRC Region

By Steve Quinlivan on 02/02/2014

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Continue Reading UN Report Indicates Continued Smuggling of Conflict Minerals in DRC Region

SEC Issues Guidance on Unbundling of Proxy Proposals

By Jill Radloff on 01/24/2014

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FINRA Proposes Changes to Corporate Financing Rules

By Steve Quinlivan on 01/24/2014

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Court Notes Form 8-K Is Not the Exclusive Source of Disclosure Obligations

By Steve Quinlivan on 01/22/2014

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AICPA Describes Audit Procedures for Conflict Minerals Audit

By Jill Radloff on 01/18/2014

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SEC May Discontinue News Digest

By Steve Quinlivan on 01/14/2014

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SEC Grants Second Rule 506 Bad Actor Waiver

By David Jenson on 01/11/2014

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Hopes Are Up For Invalidation of the Conflict Minerals Rules

By Steve Quinlivan on 01/08/2014

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Continue Reading Hopes Are Up For Invalidation of the Conflict Minerals Rules

Continued Controversy Surrounding Proposed Regulation D Amendments

By Steve Quinlivan on 01/06/2014

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Continue Reading Continued Controversy Surrounding Proposed Regulation D Amendments