Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Public Companies and Securities
Petition Submitted to SEC for Alternative Conflict Minerals Reporting
By Steve Quinlivan on
Current SEC Priorities Regarding Hedge Fund Managers
By Steve Quinlivan on
Spreecast on Reg D and General Solicitation with Bonnie Roe, @joewallin and @brocromanek
By Steve Quinlivan on
General Solicitation Under the JOBS Act and Blue Sky Laws
By Steve Quinlivan on
Group Identifies Conflict Minerals Report Expectations
By Jill Radloff on
SEC Will Not Appeal Resource Extraction Decision
By Steve Quinlivan on
SDRs Announce Procedures to Elect Swap End-User Exception
By Steve Quinlivan on
SEC Whistleblowers to Receive $125,000
By Steve Quinlivan on
PCAOB Fixes What Isn’t Broken in New Proposals
By Steve Quinlivan on