Public Companies and Securities

Subscribe to Public Companies and Securities via RSS

CFTC (and FERC) Compliance Managers Take Note – CFTC Schedules Vote on Final Interpretation of Disruptive Trading Practices

By Steve Quinlivan on 05/14/2013

…
Continue Reading CFTC (and FERC) Compliance Managers Take Note – CFTC Schedules Vote on Final Interpretation of Disruptive Trading Practices

Crowdfunding and Jobs Act News Roundup – May 10, 2013

By Steve Quinlivan on 05/10/2013

…
Continue Reading Crowdfunding and Jobs Act News Roundup – May 10, 2013

PCAOB, Auditors and Executive Compensation

By Steve Quinlivan on 05/08/2013

…
Continue Reading PCAOB, Auditors and Executive Compensation

Crowdfunding and Jobs Act News Roundup – May 3, 2013

By Steve Quinlivan on 05/03/2013

…
Continue Reading Crowdfunding and Jobs Act News Roundup – May 3, 2013

Resources to Update Comp Committee Charter Requirements by July 1

By Steve Quinlivan on 05/03/2013

…
Continue Reading Resources to Update Comp Committee Charter Requirements by July 1

Conflict Minerals Challenge to Follow Resource Extraction Case to District Court

By Steve Quinlivan on 05/01/2013

…
Continue Reading Conflict Minerals Challenge to Follow Resource Extraction Case to District Court

Appeals Court Dismisses Challenge to SEC Resource Extraction Rules

By Steve Quinlivan on 04/29/2013

…
Continue Reading Appeals Court Dismisses Challenge to SEC Resource Extraction Rules

Crowdfunding and Jobs Act News Roundup – April 26, 2013

By Steve Quinlivan on 04/26/2013

…
Continue Reading Crowdfunding and Jobs Act News Roundup – April 26, 2013

Court Rules Dodd-Frank’s Wells Notice Deadline is Internal

By Steve Quinlivan on 04/23/2013

…
Continue Reading Court Rules Dodd-Frank’s Wells Notice Deadline is Internal

SEC Agrees Not to Prosecute Ralph Lauren Corporation for FCPA Violations

By David Jenson on 04/22/2013

…
Continue Reading SEC Agrees Not to Prosecute Ralph Lauren Corporation for FCPA Violations