Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Public Companies and Securities
Crowdfunding and JOBS Act News Roundup
By Steve Quinlivan on
8-K’s Announcing Reg FD Social Media Channels Begin; NYSE Weighs In
By Jill Radloff on
The JOBS Act Turns One
By David Jenson on
Court Dismisses Another Say-on-Pay Disclosure Case
By Jill Radloff on
Use of Additional Soliciting Materials Remains Constant in 2013
By Steve Quinlivan on
SEC Smiles and Frowns on Use of Social Media Under Regulation FD
By Steve Quinlivan on
SEC Exempts Another Crowd Funding Site From Broker-Dealer Rules
By Steve Quinlivan on
SEC Says Crowdfunding VC Site Not a Broker-Dealer
By Steve Quinlivan on
DC Circuit Tells FERC That CFTC Has Exclusive Jurisdiction Over Manipulation in Futures Markets Even If It Impacts FERC Markets
By Steve Quinlivan on