SEC Publishes Small Entity Compliance Guide for Conflict Minerals By Steve Quinlivan on 11/13/2012 … Continue Reading SEC Publishes Small Entity Compliance Guide for Conflict Minerals
SEC Rejects Stay of Resource Extraction Rules By Steve Quinlivan on 11/09/2012 … Continue Reading SEC Rejects Stay of Resource Extraction Rules
SEC Adopts Standards for Risk Management and Operations of Clearing Agencies By Steve Quinlivan on 10/22/2012 … Continue Reading SEC Adopts Standards for Risk Management and Operations of Clearing Agencies
SEC’s Third Report on the Implementation of Organizational Reform Recommendations By Steve Quinlivan on 10/18/2012 … Continue Reading SEC’s Third Report on the Implementation of Organizational Reform Recommendations
New Guidance on Shareholder Proxy Proposals By David Jenson on 10/16/2012 … Continue Reading New Guidance on Shareholder Proxy Proposals
SEC JOBS Act Study on Enforcement of Registration Thresholds By Steve Quinlivan on 10/16/2012 … Continue Reading SEC JOBS Act Study on Enforcement of Registration Thresholds
ISS Releases Draft 2013 Policies for Comment By Steve Quinlivan on 10/16/2012 … Continue Reading ISS Releases Draft 2013 Policies for Comment
Court Holds Compensation Committee Had No Duty to Alter Compensation After Failed Say-On-Pay Vote By Steve Quinlivan on 10/08/2012 … Continue Reading Court Holds Compensation Committee Had No Duty to Alter Compensation After Failed Say-On-Pay Vote
SEC Comments on JOBS Act Registration Statements By Steve Quinlivan on 10/08/2012 … Continue Reading SEC Comments on JOBS Act Registration Statements
New JOBS Act FAQS Released By David Jenson on 09/30/2012 … Continue Reading New JOBS Act FAQS Released