Continue Reading Proposed Minnesota Investment Adviser Legislation
Mandatory Clearing of Swaps Begins
ISS, Notices of Exempt Solicitation and HP
SEC Considering Changes to Advertising Rules by Hedge Funds and Private Equity
SEC Charges Private Equity Fund Advisers with Misleading Investors about Valuation and Performance
SEC Charges Private Equity Group For Using Unregistered Broker
IECA Releases Amending Agreement to Facilitate End User Compliance with CFTC Regulations
CFTC Issues Advisory Regarding Swap Reporting Requirements
Nasdaq Proposes Listed Companies Have Internal Audit Function
