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SEC Proposes Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants

By Jill Radloff on 10/17/2012

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New Guidance on Shareholder Proxy Proposals

By David Jenson on 10/16/2012

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SEC JOBS Act Study on Enforcement of Registration Thresholds

By Steve Quinlivan on 10/16/2012

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ISS Releases Draft 2013 Policies for Comment

By Steve Quinlivan on 10/16/2012

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CFTC Addresses Definition of Eligible Contract Participant

By Steve Quinlivan on 10/13/2012

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CFTC Sheds Light on Definition of Commodity Pool

By Steve Quinlivan on 10/12/2012

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Presence Exams for Newly Registered Investment Advisers

By David Jenson on 10/09/2012

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FDIC Approves Final Rules Regarding Large Bank Stress Tests and Assessment Pricing

By Steve Quinlivan on 10/09/2012

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Court Holds Compensation Committee Had No Duty to Alter Compensation After Failed Say-On-Pay Vote

By Steve Quinlivan on 10/08/2012

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SEC Comments on JOBS Act Registration Statements

By Steve Quinlivan on 10/08/2012

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